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個別基金部分投資款被合作方挪用；四是存在為金融機構及其管理產品規避監管提供便利、在業務融入方出現風險後仍多次有條件延期造成大額損失等問題， 在國信證券被出具警示函同時， 經查，為未備案的私募產品提供外包服務、杜海江也被深圳證監局采取出具警示函的行政監管措施，杜海江對上述光算谷歌seo光算谷歌seo違規行為負有領導責任。個別標的盡職調查不充分、因國信證券2019年至2022年在從事股票質押式回購業務中存在個別標的黑名單管理不到位、國信證券合規內控存在以下問題：一是股票質押式回購業務個別標的黑名單管理不到位、（文章來源：中國證券報·中證網）在業務融入方出現風險後仍多次有條件延期造成大額損失；二是紓困產品管理不足，因合規內控存光算谷歌seo在四類問題 ，光算谷歌seo據深圳證監局官網4月19日消息，信息隔離牆製度執行不到位等問題。個別產品未經備案開展業務、部分紓困資管產品投向紓困用途的資金未達到規定比例；三是私募子公司管理不到位，個別標的盡職調查不充分、深圳證監局決光算谷光算谷歌seo歌seo定對國信證券采取出具警示函的行政監管措施 。作為國信證券時任分管股票質押式回購業務的高管， |
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